Funding Portal Vs Broker Dealer

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The best matching results for Funding Portal Vs Broker Dealer are listed below, along with top pages, social handles, current status, and comments. If you are facing any issues, please write detail in the comments section for the solution.

Updated: June 01, 2022

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Crowdwise.org

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2. Dummies.com

How to Distinguish Funding Portals from Broker-Dealers ...

https://www.dummies.com/personal-finance/investing/crowdfund-investing...

A funding portal doesn't have to register as a broker-dealer as long as it doesn't perform any of these duties: Offer investment advice or recommendations.

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3. Financialpoise.com

Portals & Broker-Dealers: Comparing Types of Investment ...

https://www.financialpoise.com/equity-crowdfunding-portals-broker-deal...
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4. Uchastings.edu

To Be or Not to Be a Funding Portal: Why Crowdfunding ...

https://repository.uchastings.edu/cgi/viewcontent.cgi?article=1041&con...

Part V compares broker-dealer registration and compliance with funding portal registration and compliance and discusses the current trend of crowdfunding ...

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5. Finra.org

Funding Portals We Regulate | FINRA.org

https://www.finra.org/about/firms-we-regulate/funding-portals-we-regul...
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