Crowdfunding Portal Registration

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Updated: April 15, 2022

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Sec.gov

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1

What does SEC Gov mean?

U.S. Securities and Exchange Commission
2

What did the SEC do during the Great Depression?

The commission's purpose was to restore investor confidence by ending misleading sales practices and stock manipulations that led to the collapse of the stock market in 1929.
3

What is the SEC area of authority?

The SEC has been given broad jurisdiction to regulate all public securities markets and the financial reporting of public companies. Their authority covers anyone working for investment firms and public companies as well as the accountants providing services to these companies.
2. Finra.org

Register as a New Funding Portal | FINRA.org

https://www.finra.org/registration-exams-ce/funding-portals/register-n...

We recommend that you read this section of FINRA.org thoroughly, as well as the FINRA Funding Portal Rules and the SEC's Regulation Crowdfunding. Moreover, ...

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